# Lumens, INC. 401(k) Plan
Source: https://planprovider.pro/companies/lumens-inc-401k-plan

> Lumens, INC.'s 401(k) plan: 191 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Lumens, INC.

- **Sponsor EIN:** 863844424

- **Sponsor Address:** 1850 MT. DIABLO BLVD SUITE 220, WALNUT CREEK, CA, 94596

- **Plan Type:** 401(k)

- **Total Participants:** 191

- **Total Assets:** $12.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|191|$12.5M|$466,850|$915,784|

| 2023|191|$10.4M|$445,658|$852,889|

| 2022|197|$7.7M|$401,280|$831,254|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$41,885|—|$41,885|

| WELLS FARGO CLEARING SERVICES LLC|ADVISOR|$26,619|—|$26,619|

| FUNARO & CO., P.C|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [FUNARO & CO., P.C](https://planprovider.pro/provider/funaro-and-co-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $68,504

- **Estimated Expense Ratio:** 0.547% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$68,504|$26,619|—|—|—|

| 2023|$52,998|$21,285|—|—|—|

| 2022|$60,288|—|—|—|—|

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