# Lockton, INC. 401(k) Plan
Source: https://planprovider.pro/companies/lockton-inc-401k-plan

> Lockton, INC.'s 401(k) plan: 7,058 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Lockton, INC.

- **Sponsor EIN:** 900007886

- **Sponsor Address:** 444 W 47TH STREET, KANSAS CITY, MO, 641121906

- **Plan Type:** 401(k)

- **Total Participants:** 7,058

- **Total Assets:** $1.4B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|7,058|$1.4B|$53.7M|$81.1M|

| 2023|6,764|$1.2B|$48.7M|$73.6M|

| 2022|6,196|$997.8M|$42.5M|$63.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$619,102|—|$619,102|

| CREATIVE PLANNING LLC|INV ADV, PARTICIPANTS|$83,958|—|$83,958|

| CETERA INVESTMENT ADVISERS LLC|INV ADV, PARTICIPANTS|$35,641|—|$35,641|

| BCWM, LLC.|INV ADV, PARTICIPANTS|$18,182|—|$18,182|

| MARINER LLC|INV ADV, PARTICIPANTS|$17,175|—|$17,175|

| PRIME CAPITAL INVESTMENT ADVIS|INV ADV, PARTICIPANTS|$8,263|—|$8,263|

| CHARLES SCHWAB & CO, INC.|BROKER/DEALER|$5,243|—|$5,243|

| GOODMAN FINANCIAL CORPORATION|INV ADV, PARTICIPANTS|$5,137|—|$5,137|

| RUBIN BROWN LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CREATIVE PLANNING LLC](https://planprovider.pro/provider/creative-planning) — INV ADV, PARTICIPANTS

- [CHARLES SCHWAB & CO, INC.](https://planprovider.pro/provider/charles-schwab-and-co-inc) — BROKER/DEALER

- [RUBIN BROWN LLP](https://planprovider.pro/provider/rubinbrown-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $792,701

- **Estimated Expense Ratio:** 0.057% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$815,314|—|$815,314|—|—|

| 2023|$630,237|—|$630,237|—|—|

| 2022|$522,949|—|$522,949|—|—|

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