# Lazard Asset Management LLC 401(k) Plan
Source: https://planprovider.pro/companies/lazard-asset-management-llc-453626181-001

> Lazard Asset Management LLC's 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Lazard Asset Management LLC

- **Sponsor EIN:** 453626181

- **Sponsor Address:** 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $174.8M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$174.8M|$0|$0|

| 2023|0|$253.8M|$0|$0|

| 2022|0|$240.2M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STATE STREET BANK AND TRUST COMPANY|Custodian / Trustee|$198,538|—|$198,538|

| DELOITTE TAX LLP|Other Service Provider|$59,339|—|$59,339|

| MERRILL LYNCH,PIERCE, FENNER & SMIT|Other Service Provider|—|$59,015|$59,015|

| DELOITTE AND TOUCHE LLP|Auditor|$48,338|—|$48,338|

| UBS|Other Service Provider|—|$41,140|$41,140|

| JP MORGAN CHASE SECURITIES|Other Service Provider|—|$30,470|$30,470|

| GOLDMAN SACHS & CO.|Investment Advisor|—|$28,693|$28,693|

| CITIGROUP GLOBAL MARKETS INC.|Other Service Provider|—|$26,773|$26,773|

| CREDIT LYONNAIS SECURITIES|Other Service Provider|—|$24,547|$24,547|

| MORGAN STANLEY & CO., INC.|Investment Advisor|—|$12,971|$12,971|

| MACQUARIE SECURITIES LIMITED|Other Service Provider|—|$12,228|$12,228|

| HSBC BANK PLC|Other Service Provider|—|$7,923|$7,923|

| BANCO PACTUAL S.A.|Other Service Provider|—|$7,166|$7,166|

| JEFFERIES LLC|Other Service Provider|—|$6,825|$6,825|

| KB SECURITIES CO., LTD.|Other Service Provider|—|$6,382|$6,382|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [DELOITTE AND TOUCHE LLP](https://planprovider.pro/provider/deloitte-and-touche-llp) — Auditor

- [GOLDMAN SACHS & CO.](https://planprovider.pro/provider/goldman-sachs) — Investment Advisor

- [MORGAN STANLEY & CO., INC.](https://planprovider.pro/provider/morgan-stanley) — Investment Advisor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $570,348

- **Estimated Expense Ratio:** 0.326% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$306,678|—|—|$48,338|—|

| 2023|$345,755|—|—|$52,551|—|

| 2022|$25,140|—|—|—|$88,802|

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