# Lazard Asset Management LLC 401(k) Plan
Source: https://planprovider.pro/companies/lazard-asset-management-llc-452146398-001

> Lazard Asset Management LLC's 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Lazard Asset Management LLC

- **Sponsor EIN:** 452146398

- **Sponsor Address:** 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $790.6M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$790.6M|$0|$0|

| 2023|0|$1.3B|$0|$0|

| 2022|0|$1.2B|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STATE STREET BANK AND TRUST COMPANY|Custodian / Trustee|$429,662|—|$429,662|

| UBS|Other Service Provider|—|$190,148|$190,148|

| JP MORGAN CHASE SECURITIES|Other Service Provider|—|$173,974|$173,974|

| BNP PARIBAS SECURITIES SERVICES|Other Service Provider|—|$137,219|$137,219|

| GOLDMAN SACHS & CO.|Investment Advisor|—|$132,578|$132,578|

| MORGAN STANLEY & CO., INC.|Other Service Provider|—|$108,612|$108,612|

| CREDIT LYONNAIS SECURITIES|Other Service Provider|—|$80,505|$80,505|

| JEFFERIES COMPANY|Other Service Provider|—|$78,306|$78,306|

| BANK OF AMERICA|Other Service Provider|—|$73,815|$73,815|

| CITIGROUP GLOBAL MARKETS INC.|Other Service Provider|—|$67,938|$67,938|

| ROYAL BANK OF CANADA|Other Service Provider|—|$61,170|$61,170|

| BARCLAYS BANK PLC|Other Service Provider|—|$55,566|$55,566|

| DELOITTE|Other Service Provider|$51,708|—|$51,708|

| DELOITTE AND TOUCHE LLP|Auditor|$47,376|—|$47,376|

| KB SECURITIES CO., LTD.|Other Service Provider|—|$35,905|$35,905|

| BMO CAPITAL MARKETS|Other Service Provider|—|$33,444|$33,444|

| HSBC|Other Service Provider|—|$19,628|$19,628|

| DAIWA CAPITAL MARKETS AMERICA INC.|Other Service Provider|—|$16,200|$16,200|

| SOCIETE GENERALE|Other Service Provider|—|$15,598|$15,598|

| ABSA BANK LIMITED|Other Service Provider|—|$12,718|$12,718|

| PERSHING SECURITIES|Other Service Provider|—|$11,474|$11,474|

| XP INVESTIMENTOS CCTVM SA|Other Service Provider|—|$10,721|$10,721|

| BANCO PACTUAL S.A.|Other Service Provider|—|$9,931|$9,931|

| SANFORD C. BERNSTEIN CO LLC|Other Service Provider|—|$7,340|$7,340|

| NOMURA SECURITIES, INC|Other Service Provider|—|$7,065|$7,065|

| MIZUHO SECURITIES USA INC|Other Service Provider|—|$6,076|$6,076|

| NORDEA BANK ABP|Other Service Provider|—|$6,066|$6,066|

| SMBC SECURITIES INC|Other Service Provider|—|$5,312|$5,312|

| MACQUARIE SECURITIES LIMITED|Other Service Provider|—|$5,154|$5,154|

| VIRTU ITG EUROPE LIMITED|Other Service Provider|—|$5,106|$5,106|

| CANACCORDADAMS INC.|Other Service Provider|—|$5,073|$5,073|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [GOLDMAN SACHS & CO.](https://planprovider.pro/provider/goldman-sachs) — Investment Advisor

- [DELOITTE AND TOUCHE LLP](https://planprovider.pro/provider/deloitte-and-touche-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $1,901,388

- **Estimated Expense Ratio:** 0.240% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$529,573|—|—|$47,376|—|

| 2023|$562,220|—|$15,000|$47,358|—|

| 2022|$545,442|—|—|—|$108,721|

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