# Lazard Asset Management LLC 401(k) Plan
Source: https://planprovider.pro/companies/lazard-asset-management-llc-336363285-001

> Lazard Asset Management LLC's 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Lazard Asset Management LLC

- **Sponsor EIN:** 336363285

- **Sponsor Address:** 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $571.3M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$571.3M|$0|$0|

| 2023|0|$285.7M|$0|$0|

| 2022|0|$292.3M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STATE STREET BANK AND TRUST COMPANY|Custodian / Trustee|$131,757|—|$131,757|

| DELOITTE AND TOUCHE LLP|Auditor|$49,189|—|$49,189|

| WILMER CUTLER PICKERING HALE & DORR|ERISA Attorney|$45,278|—|$45,278|

| DELOITTE TAX LLP|Other Service Provider|$40,618|—|$40,618|

| UBS|Other Service Provider|—|$32,620|$32,620|

| ROYAL BANK OF CANADA|Other Service Provider|—|$29,523|$29,523|

| BARCLAYS CAPITAL INC|Other Service Provider|—|$27,426|$27,426|

| GOLDMAN SACHS & CO.|Investment Advisor|—|$20,593|$20,593|

| BMO CAPITAL MARKETS|Other Service Provider|—|$14,404|$14,404|

| JEFFERIES LLC|Other Service Provider|—|$14,115|$14,115|

| BNP PARIBAS ARBITRAGE|Other Service Provider|—|$13,936|$13,936|

| MORGAN STANLEY & CO., INC.|Other Service Provider|—|$12,879|$12,879|

| COWEN AND COMPANY, LLC|Other Service Provider|—|$12,497|$12,497|

| JP MORGAN CHASE SECURITIES|Recordkeeper|—|$10,970|$10,970|

| BANK OF AMERICA|Other Service Provider|—|$10,009|$10,009|

| ITG AUSTRALIA LTD.|Other Service Provider|—|$6,739|$6,739|

| SANFORD C BERNSTEIN AND CO LTD|Other Service Provider|—|$5,312|$5,312|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [DELOITTE AND TOUCHE LLP](https://planprovider.pro/provider/deloitte-and-touche-llp) — Auditor

- [WILMER CUTLER PICKERING HALE & DORR](https://planprovider.pro/provider/wilmer-cutler-pickering-hale-and-dorr-llp) — ERISA Attorney

- [GOLDMAN SACHS & CO.](https://planprovider.pro/provider/goldman-sachs) — Investment Advisor

- [JP MORGAN CHASE SECURITIES](https://planprovider.pro/provider/jp-morgan-asset-management) — Recordkeeper

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $477,865

- **Estimated Expense Ratio:** 0.084% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$267,170|—|—|$49,189|—|

| 2023|$235,274|—|$15,000|$49,234|—|

| 2022|$253,361|—|—|—|$81,079|

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