# Komatsu America Corp 401(k) Plan
Source: https://planprovider.pro/companies/komatsu-america-corp-401k-plan

> Komatsu America Corp's 401(k) plan: 3,601 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Komatsu America Corp

- **Sponsor EIN:** 941715128

- **Sponsor Address:** 8770 W BRYN MAWR AVE., SUITE 100, CHICAGO, IL, 606313782

- **Plan Type:** 401(k)

- **Total Participants:** 3,601

- **Total Assets:** $509.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|3,601|$509.5M|$19.7M|$25.0M|

| 2023|3,534|$452.8M|$17.3M|$22.8M|

| 2022|3,591|$382.3M|$14.7M|$21.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STRATEGIC ADVISORS, INC.|ADVISOR|$221,187|—|$221,187|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$212,440|—|$212,440|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $433,627

- **Estimated Expense Ratio:** 0.085% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$420,241|$221,187|$1,800|—|—|

| 2023|$378,769|$184,560|$300|—|—|

| 2022|$389,342|$175,860|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/komatsu-america-corp-401k-plan)

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