# Kestra Financial, INC. 401(k) Plan
Source: https://planprovider.pro/companies/kestra-financial-inc-401k-plan

> Kestra Financial, INC.'s 401(k) plan: 899 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Kestra Financial, INC.

- **Sponsor EIN:** 471566880

- **Sponsor Address:** 5707 SOUTHWEST PARKWAY, AUSTIN, TX, 78735

- **Plan Type:** 401(k)

- **Total Participants:** 899

- **Total Assets:** $91.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|899|$91.9M|$2.5M|$8.8M|

| 2023|829|$67.0M|$2.3M|$7.9M|

| 2022|826|$51.5M|$2.1M|$7.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES INC|NONE|$98,480|—|$98,480|

| MORNINGSTAR INVESTMENT SERVICE|NONE|$8,361|—|$8,361|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $106,841

- **Estimated Expense Ratio:** 0.116% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$108,005|$9,450|—|—|—|

| 2023|$86,370|$734|—|—|—|

| 2022|$88,954|$6,259|—|—|—|

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