# Keith Smith Company, INC. 401(k) Plan
Source: https://planprovider.pro/companies/keith-smith-company-inc-401k-plan

> Keith Smith Company, INC.'s 401(k) plan: 94 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Keith Smith Company, INC.

- **Sponsor EIN:** 271578424

- **Sponsor Address:** 130 K-TEC LANE, HOT SPRINGS, AR, 71914

- **Plan Type:** 401(k)

- **Total Participants:** 94

- **Total Assets:** $14.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|94|$14.1M|$178,097|$314,888|

| 2023|100|$12.6M|$487,280|$334,633|

| 2022|112|$10.8M|$586,932|$308,326|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| REGIONS BANK|NONE|$66,105|—|$66,105|

| ASCENSUS LLC|NONE|$18,925|$37|$18,962|

| JASON UNDERWOOD CPA, PLLC DBA ERISA|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JASON UNDERWOOD CPA, PLLC DBA ERISA](https://planprovider.pro/provider/jason-underwood-cpa-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $85,067

- **Estimated Expense Ratio:** 0.603% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$85,030|—|$18,925|—|—|

| 2023|$72,459|—|$15,929|—|—|

| 2022|$69,387|—|$69,387|—|—|

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