# Kay And Associates, INC. 401(k) Plan
Source: https://planprovider.pro/companies/kay-and-associates-inc-401k-plan

> Kay And Associates, INC.'s 401(k) plan: 1,368 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Kay And Associates, INC.

- **Sponsor EIN:** 362432478

- **Sponsor Address:** 165 N ARLINGTON HEIGHTS ROAD SUITE, BUFFALO GROVE, IL, 60089

- **Plan Type:** 401(k)

- **Total Participants:** 1,368

- **Total Assets:** $23.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,368|$23.1M|$1.6M|$2.7M|

| 2023|1,110|$18.0M|$1.1M|$2.2M|

| 2022|1,016|$13.7M|$772,097|$1.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAPITAL GROUP RETIREMENT PLAN SVCS.|RECORDKEEPER|$78,965|—|$78,965|

| EDWARD JONES|INVESTMENT ADVISOR|$46,278|—|$46,278|

| CDH CPA, PLLC|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $125,243

- **Estimated Expense Ratio:** 0.542% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$125,243|$46,278|—|—|—|

| 2023|$142,143|$36,086|—|—|—|

| 2022|$121,032|—|$121,032|—|—|

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