# Kapnick And Company, INC. Dba Kapnick Insurance Group 401(k) Plan
Source: https://planprovider.pro/companies/kapnick-and-company-inc-dba-kapnick-insurance-group-401k-plan

> Kapnick And Company, INC. Dba Kapnick Insurance Group's 401(k) plan: 222 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Kapnick And Company, INC. Dba Kapnick Insurance Group

- **Sponsor EIN:** 381902430

- **Sponsor Address:** 333 INDUSTRIAL DR., ADRIAN, MI, 49221

- **Plan Type:** 401(k)

- **Total Participants:** 222

- **Total Assets:** $41.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|222|$41.2M|$993,605|$1.9M|

| 2023|192|$34.6M|$1.0M|$1.5M|

| 2022|172|$27.7M|$706,460|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TFO WEALTH PARTNERS LLC|ADVISOR|$102,642|—|$102,642|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$39,048|—|$39,048|

| WILLIAM VAUGHAN COMPANY|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TFO WEALTH PARTNERS LLC](https://planprovider.pro/provider/tfo-tdc-llc) — ADVISOR

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [WILLIAM VAUGHAN COMPANY](https://planprovider.pro/provider/william-vaughan-company) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $141,690

- **Estimated Expense Ratio:** 0.344% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$141,690|$102,642|—|—|—|

| 2023|$119,525|$88,488|—|—|—|

| 2022|$127,833|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/kapnick-and-company-inc-dba-kapnick-insurance-group-401k-plan)

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