# Joseph A. Caplan, Md, PC Dba Cardiac Solutions 401(k) Plan
Source: https://planprovider.pro/companies/joseph-a-caplan-md-pc-dba-cardiac-solutions-plan

> Joseph A. Caplan, Md, PC Dba Cardiac Solutions's 401(k) plan: 264 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Joseph A. Caplan, Md, PC Dba Cardiac Solutions

- **Sponsor EIN:** 860633950

- **Sponsor Address:** 13460 N. 94TH DR., SUITE J-1, PEORIA, AZ, 85381

- **Plan Type:** 401(k)

- **Total Participants:** 264

- **Total Assets:** $7.0M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|264|$7.0M|$0|$954,144|

| 2023|231|$5.5M|$0|$760,550|

| 2022|211|$4.2M|$0|$557,834|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MANSPERGER,PATTERSON & MCMULLIN,PLC|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$49,164|—|$49,164|—|—|

| 2023|$50,461|—|$50,461|—|—|

| 2022|$37,167|—|$37,167|—|—|

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