# Johnson Financial Group, INC. 401(k) Plan
Source: https://planprovider.pro/companies/johnson-financial-group-inc-401k-plan

> Johnson Financial Group, INC.'s 401(k) plan: 893 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Johnson Financial Group, INC.

- **Sponsor EIN:** 391629756

- **Sponsor Address:** 555 MAIN STREET SUITE 280, RACINE, WI, 534034615

- **Plan Type:** 401(k)

- **Total Participants:** 893

- **Total Assets:** $278.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|893|$278.6M|$6.0M|$9.9M|

| 2023|908|$251.1M|$9.9M|$10.2M|

| 2022|1,017|$218.9M|$6.6M|$10.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAPFINANCIAL PARTNERS LLC|INVESTMENT ADVISOR|$61,200|—|$61,200|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$41,746|—|$41,746|

| WIPFLI LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [WIPFLI LLP](https://planprovider.pro/provider/wipfli-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $102,946

- **Estimated Expense Ratio:** 0.037% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$102,946|$61,200|$300|—|—|

| 2023|$85,379|$60,000|—|—|—|

| 2022|$93,915|—|—|—|—|

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