# Johnson Controls, INC. 401(k) Plan
Source: https://planprovider.pro/companies/johnson-controls-inc-401k-plan-026

> Johnson Controls, INC.&#39;s 401(k) plan: 34,487 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Johnson Controls, INC.

- **Sponsor EIN:** 390380010

- **Sponsor Address:** 5757 N GREEN BAY AVENUE, GREEN BAY, WI, 532094408

- **Plan Type:** 401(k)

- **Total Participants:** 34,487

- **Total Assets:** $7.2B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|34,487|$7.2B|$174.5M|$257.3M|

| 2023|28,489|$6.2B|$168.9M|$254.3M|

| 2022|28,904|$5.5B|$168.9M|$248.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STRATEGIC ADVISORS, INC.|ADVISOR|$2,104,144|—|$2,104,144|

| FIDELITY INVEST INST OPR CO.|RECORDKEEPER|$1,528,309|—|$1,528,309|

| AON HEWITT INVESTMENT CONSULTING|CONSULTANT|$104,772|—|$104,772|

| FOLEY & LARDNER LLP|CONSULTANT|$72,295|—|$72,295|

| WIPFLI LLP|ACCOUNTANT|$53,123|—|$53,123|

| ALIGHT SOLUTIONS|CONSULTANT|$31,222|—|$31,222|

| AON CONSULTING, INC.|CONSULTANT|$27,831|—|$27,831|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [FIDELITY INVEST INST OPR CO.](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [FOLEY & LARDNER LLP](https://planprovider.pro/provider/foley-and-lardner-llp) — CONSULTANT

- [WIPFLI LLP](https://planprovider.pro/provider/wipfli-llp) — ACCOUNTANT

- [ALIGHT SOLUTIONS](https://planprovider.pro/provider/alight-solutions) — CONSULTANT

- [AON CONSULTING, INC.](https://planprovider.pro/provider/alight-solutions) — CONSULTANT

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $3,921,696

- **Estimated Expense Ratio:** 0.055% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$3,922,532|$2,104,144|—|$53,123|—|

| 2023|$3,479,688|$1,793,921|—|$23,000|—|

| 2022|$4,217,185|—|$4,217,185|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/johnson-controls-inc-401k-plan-026)

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