# Jim S. Adler & Associates 401(k) Plan
Source: https://planprovider.pro/companies/jim-s-adler-associates-401k-plan

> Jim S. Adler & Associates's 401(k) plan: 274 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Jim S. Adler & Associates

- **Sponsor EIN:** 742122055

- **Sponsor Address:** 3D/INTERNATIONAL TOWER, HOUSTON, TX, 77027

- **Plan Type:** 401(k)

- **Total Participants:** 274

- **Total Assets:** $22.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|274|$22.6M|$751,667|$1.2M|

| 2023|262|$18.6M|$749,785|$1.1M|

| 2022|253|$16.0M|$635,903|$928,381|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ASCENSUS LLC|NONE|$17,025|—|$17,025|

| LEAFHOUSE FINANCIAL ADVISORS|NONE|$9,899|—|$9,899|

| GARRETY AND ASSOCIATES CPA LLC|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $26,924

- **Estimated Expense Ratio:** 0.119% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$26,924|$9,899|$17,025|—|—|

| 2023|$21,642|$7,962|$13,680|—|—|

| 2022|$22,115|$8,240|$13,875|—|—|

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