# James B. Oswald Company 401(k) Plan
Source: https://planprovider.pro/companies/james-b-oswald-company-401k-plan

> James B. Oswald Company's 401(k) plan: 1,013 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** James B. Oswald Company

- **Sponsor EIN:** 340445620

- **Sponsor Address:** 950 MAIN AVENUE, CLEVELAND, OH, 44113

- **Plan Type:** 401(k)

- **Total Participants:** 1,013

- **Total Assets:** $212.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,013|$212.0M|$3.8M|$7.7M|

| 2023|747|$196.3M|$2.8M|$6.2M|

| 2022|618|$169.0M|$3.1M|$5.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| VOYA RETIREMENT INSURANCE & ANNUITY|SERVICE PROVIDER|$91,267|$240|$91,507|

| MALONEY+NOVOTNY, LLC|SERVICE PROVIDER|$37,560|—|$37,560|

| BENEFIT TRUST COMPANY|SERVICE PROVIDER|—|$16,660|$16,660|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MALONEY+NOVOTNY, LLC](https://planprovider.pro/provider/maloney-novotny-llc) — SERVICE PROVIDER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $145,727

- **Estimated Expense Ratio:** 0.069% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$128,827|—|$89,017|—|—|

| 2023|$76,924|—|$70,549|—|—|

| 2022|$80,410|—|$80,410|—|—|

## Similar Plans

- [Hylant Group, INC.](https://planprovider.pro/companies/hylant-group-inc-401k-plan) — 1,026 participants

- [Mcgowan & Company, INC.](https://planprovider.pro/companies/mcgowan-company-inc-401k-plan) — 495 participants

- [Mcgohan/Brabender Agency, INC.](https://planprovider.pro/companies/mcgohan-brabender-agency-inc-401k-plan) — 348 participants

- [Ohio Farmers Insurance Company](https://planprovider.pro/companies/ohio-farmers-insurance-company-401k-plan) — 2,616 participants

- [Broadstreet Partners, INC.](https://planprovider.pro/companies/broadstreet-partners-inc-401k-plan) — 5,101 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/james-b-oswald-company-401k-plan)

© 2026 PlanProvider.Pro