# Institutional Investor, LLC 401(k) Plan
Source: https://planprovider.pro/companies/institutional-investor-llc-401k-plan

> Institutional Investor, LLC's 401(k) plan: 292 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Institutional Investor, LLC

- **Sponsor EIN:** 132790024

- **Sponsor Address:** 1270 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

- **Plan Type:** 401(k)

- **Total Participants:** 292

- **Total Assets:** $98.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|292|$98.7M|$891,931|$3.0M|

| 2023|238|$89.0M|$948,706|$3.3M|

| 2022|407|$104.1M|$1.3M|$4.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| UBS FINANCIAL SERVICES INC|INVESTMENT ADVISOR|$85,059|—|$85,059|

| ANCHIN, BLOCK & ANCHIN LLP|ACCOUNTANT/AUDITOR|$31,500|—|$31,500|

| STRATEGIC ADVISORS, INC.|ADVISOR|$16,410|—|$16,410|

| DELOITTE TAX LLP|ACCOUNTANT/AUDITOR|$16,200|—|$16,200|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [UBS FINANCIAL SERVICES INC](https://planprovider.pro/provider/aspire-financial-services) — INVESTMENT ADVISOR

- [ANCHIN, BLOCK & ANCHIN LLP](https://planprovider.pro/provider/anchin-block-and-anchin-llp) — ACCOUNTANT/AUDITOR

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $149,169

- **Estimated Expense Ratio:** 0.151% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$122,978|$16,410|—|$47,700|—|

| 2023|$88,713|$18,809|—|$52,500|—|

| 2022|$108,813|$27,680|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/institutional-investor-llc-401k-plan)

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