# Ing Financial Services LLC 401(k) Plan
Source: https://planprovider.pro/companies/ing-financial-services-llc-401k-plan

> Ing Financial Services LLC's 401(k) plan: 714 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ing Financial Services LLC

- **Sponsor EIN:** 133713590

- **Sponsor Address:** 1133 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036

- **Plan Type:** 401(k)

- **Total Participants:** 714

- **Total Assets:** $454.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|714|$454.6M|$8.2M|$13.2M|

| 2023|633|$402.6M|$7.7M|$11.7M|

| 2022|591|$350.0M|$7.1M|$10.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| RWBAIRD|INVESTMENT ADVISOR|$139,032|—|$139,032|

| STRATEGIC ADVISORS, INC.|ADVISOR|$33,902|—|$33,902|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $172,934

- **Estimated Expense Ratio:** 0.038% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$106,156|$33,902|$3,000|—|—|

| 2023|$86,072|$207,357|$600|—|—|

| 2022|$120,305|$18,358|—|—|—|

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