# Industrial And Commercial Bank Of China (Usa) NA 401(k) Plan
Source: https://planprovider.pro/companies/industrial-and-commercial-bank-of-china-usa-na-401k-plan

> Industrial And Commercial Bank Of China (Usa) NA's 401(k) plan: 281 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Industrial And Commercial Bank Of China (Usa) NA

- **Sponsor EIN:** 953763643

- **Sponsor Address:** 202 CANAL STREET, NEW YORK, NY, 10013

- **Plan Type:** 401(k)

- **Total Participants:** 281

- **Total Assets:** $55.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|281|$55.6M|$1.0M|$2.7M|

| 2023|285|$45.9M|$941,368|$2.6M|

| 2022|290|$40.4M|$947,790|$2.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$47,420|—|$47,420|

| STRATEGIC ADVISORS, INC.|ADVISOR|$7,986|—|$7,986|

| CARON & BLETZER, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [CARON & BLETZER, PLLC](https://planprovider.pro/provider/caron-bletzer) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $55,406

- **Estimated Expense Ratio:** 0.100% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$55,406|$7,986|—|—|—|

| 2023|$57,896|$7,527|—|—|—|

| 2022|$67,654|$6,970|—|—|—|

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