# Industrial And Commercial Bank O 401(k) Plan
Source: https://planprovider.pro/companies/industrial-and-commercial-bank-o-401k-plan

> Industrial And Commercial Bank O's 401(k) plan: 87 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Industrial And Commercial Bank O

- **Sponsor EIN:** 300234854

- **Sponsor Address:** 1633 BROADWAY, 28TH FLOOR, NEW YORK, NY, 10019

- **Plan Type:** 401(k)

- **Total Participants:** 87

- **Total Assets:** $31.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|87|$31.0M|$1.6M|$1.6M|

| 2023|89|$29.7M|$1.7M|$1.5M|

| 2022|92|$25.4M|$1.7M|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| RBC|INVESTMENT/FINANCIAL ADVI|$75,049|—|$75,049|

| ADP, INC.|RECORD KEEPER|$6,326|—|$6,326|

| COHNREZNICK LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [RBC](https://planprovider.pro/provider/royal-bank-of-canada) — INVESTMENT/FINANCIAL ADVI

- [ADP, INC.](https://planprovider.pro/provider/adp-retirement-services) — RECORD KEEPER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $81,375

- **Estimated Expense Ratio:** 0.263% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$81,375|$75,049|—|—|—|

| 2023|$74,691|$67,211|—|—|—|

| 2022|$72,946|—|—|—|—|

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