# Iconiq Capital, LLC 401(k) Plan
Source: https://planprovider.pro/companies/iconiq-capital-llc-401k-plan

> Iconiq Capital, LLC's 401(k) plan: 447 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Iconiq Capital, LLC

- **Sponsor EIN:** 453711766

- **Sponsor Address:** 50 BEALE STREET STE 2300, SAN FRANCISCO, CA, 94105

- **Plan Type:** 401(k)

- **Total Participants:** 447

- **Total Assets:** $85.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|447|$85.6M|$4.0M|$8.6M|

| 2023|440|$64.3M|$3.6M|$7.5M|

| 2022|416|$43.6M|$3.1M|$6.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| THE VANGUARD GROUP, INC.|NONE|$12,321|—|$12,321|

| COMPASS 360, LLC|NONE|$6,150|—|$6,150|

| GRAY, GRAY & GRAY, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [THE VANGUARD GROUP, INC.](https://planprovider.pro/provider/the-vanguard-group-inc) — NONE

- [GRAY, GRAY & GRAY, LLP](https://planprovider.pro/provider/gray-gray-and-gray-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $18,471

- **Estimated Expense Ratio:** 0.022% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|—|—|—|—|—|

| 2023|$24,388|—|$24,388|—|—|

| 2022|$22,888|—|$22,888|—|—|

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