# Ices, INC. 401(k) Plan
Source: https://planprovider.pro/companies/ices-inc-470873083-001

> Ices, INC.'s 401(k) plan: 342 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ices, INC.

- **Sponsor EIN:** 470873083

- **Sponsor Address:** 35 ELM STREET, NAUGATUCK, CT, 06770

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 342

- **Total Assets:** $2.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|342|$2.7M|$110,000|$451,985|

| 2023|328|$2.1M|$100,000|$395,288|

| 2022|417|$1.7M|$100,000|$308,011|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|Recordkeeper|$49,380|—|$49,380|

| WELLS THOMAS, LLC|Recordkeeper|$22,691|$389|$23,080|

| THE PATRIOT FINANCIAL GROUP, LLC|Investment Advisor|—|$9,513|$9,513|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $81,973

- **Estimated Expense Ratio:** 3.080% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$72,071|—|$72,071|—|—|

| 2023|$55,810|—|$55,810|—|—|

| 2022|$36,466|—|$36,466|—|—|

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