# Humana INC. 401(k) Plan
Source: https://planprovider.pro/companies/humana-inc-401k-plan-002

> Humana INC.'s 401(k) plan: 42,968 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Humana INC.

- **Sponsor EIN:** 610647538

- **Sponsor Address:** P.O. BOX 1438, LOUISVILLE, KY, 402011438

- **Plan Type:** 401(k)

- **Total Participants:** 42,968

- **Total Assets:** $7.7B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|42,968|$7.7B|$241.5M|$330.6M|

| 2023|44,901|$7.4B|$259.5M|$344.9M|

| 2022|44,251|$6.4B|$250.1M|$321.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$2,068,922|—|$2,068,922|

| DYNAMIC WEALTH ADVISORS|NONE|$105,209|—|$105,209|

| CHARLES SCHWAB & CO., INC.|NONE|$63,000|—|$63,000|

| OPTIMA CAPITAL MANAGEMENT LLC|NONE|$60,892|—|$60,892|

| FISHER INVESTMENTS|NONE|$54,469|—|$54,469|

| PENSIONMARK FINANCIAL GROUP LL|NONE|$44,648|—|$44,648|

| MORNINGSTAR INVESTMENT SERVICE|NONE|$33,445|—|$33,445|

| CERITY PARTNERS LLC|NONE|$32,783|—|$32,783|

| DRIVEN INVESTMENTS LLC|NONE|$29,674|—|$29,674|

| TRUADVISORS FINANCIAL LLC|NONE|$25,938|—|$25,938|

| MCF ADVISORS LLC|NONE|$23,390|—|$23,390|

| SPECTRUM FINANCIAL ALLIANCE|NONE|$22,484|—|$22,484|

| KANSAS CITY PRIVATE WEALTH MAN|NONE|$18,365|—|$18,365|

| FINANCIAL ENGINES ADVISORS LLC|NONE|$17,052|—|$17,052|

| ENVESTNET ASSET MANAGEMENT INC|NONE|$15,652|—|$15,652|

| BRINKER CAPITAL INVESTMENTS LL|NONE|$14,395|—|$14,395|

| MCADAM LLC|NONE|$13,156|—|$13,156|

| STOKES FAMILY OFFICE LLC|NONE|$12,609|—|$12,609|

| ACCREDITED WEALTH MANAGEMENT L|NONE|$12,561|—|$12,561|

| BEACON POINTE ADVISORS LLC|NONE|$12,270|—|$12,270|

| WEALTH ENHANCEMENT ADVISORY SE|NONE|$12,179|—|$12,179|

| AXXCESS WEALTH MANAGEMENT LLC|NONE|$11,606|—|$11,606|

| ADVISORS MANAGEMENT GROUP INC|NONE|$11,269|—|$11,269|

| SANCTUARY ADVISORS, LLC|NONE|$10,848|—|$10,848|

| HB WEALTH MANAGEMENT LLC|NONE|$10,389|—|$10,389|

| STEELPEAK WEALTH LLC|NONE|$9,617|—|$9,617|

| HARVEST FINANCIAL ADVISORS LLC|NONE|$9,331|—|$9,331|

| MARINER LLC|NONE|$8,500|—|$8,500|

| PRIVATE ADVISOR GROUP LLC|NONE|$8,260|—|$8,260|

| BERKSHIRE MONEY MANAGEMENT INC|NONE|$7,707|—|$7,707|

| NATURAL INVESTMENTS PBLLC|NONE|$7,059|—|$7,059|

| VISE AI ADVISORS LLC|NONE|$6,119|—|$6,119|

| OXINAS PARTNERS LLC|NONE|$5,687|—|$5,687|

| CAMBRIDGE INVESTMENT RESEARCH|NONE|$5,479|—|$5,479|

| PRICEWATERHOUSECOOPERS|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [CHARLES SCHWAB & CO., INC.](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [FISHER INVESTMENTS](https://planprovider.pro/provider/jp-morgan-asset-management) — NONE

- [STOKES FAMILY OFFICE LLC](https://planprovider.pro/provider/stokes-family-office-llc) — NONE

- [BEACON POINTE ADVISORS LLC](https://planprovider.pro/provider/beacon-pointe-advisors-llc) — NONE

- [STEELPEAK WEALTH LLC](https://planprovider.pro/provider/newedge-advisors) — NONE

- [PRICEWATERHOUSECOOPERS](https://planprovider.pro/provider/pricewaterhousecoopers-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $2,804,964

- **Estimated Expense Ratio:** 0.036% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$2,445,213|$1,834,842|—|—|—|

| 2023|$3,443,365|$1,476,493|—|—|—|

| 2022|$3,380,251|$482,893|—|—|$100|

## Similar Plans

- [Humana INC.](https://planprovider.pro/companies/humana-inc-401k-plan-004) — 1,117 participants

- [Citizens Financial Corporation, INC.](https://planprovider.pro/companies/citizens-financial-corporation-inc-plan) — 743 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/humana-inc-401k-plan-002)

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