# Houlihan Lokey 401(k) Plan
Source: https://planprovider.pro/companies/houlihan-lokey-401k-plan

> Houlihan Lokey's 401(k) plan: 1,648 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Houlihan Lokey

- **Sponsor EIN:** 952770395

- **Sponsor Address:** 10250 CONSTELLATION BLVD.,5TH FLOOR, LOS ANGELES, CA, 900676802

- **Plan Type:** 401(k)

- **Total Participants:** 1,648

- **Total Assets:** $396.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,648|$396.4M|$4.0M|$29.5M|

| 2023|1,677|$324.8M|$3.9M|$27.4M|

| 2022|1,625|$251.1M|$3.3M|$24.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$177,614|—|$177,614|

| BFSG LLC|NONE|$23,868|—|$23,868|

| TLG ADVISORS INC|NONE|$15,602|—|$15,602|

| FORVIS MAZARS, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [BFSG LLC](https://planprovider.pro/provider/benefit-financial-services-group) — NONE

- [FORVIS MAZARS, LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $217,084

- **Estimated Expense Ratio:** 0.055% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$218,605|$41,041|—|—|—|

| 2023|$170,080|$17,267|—|—|—|

| 2022|$174,718|$11,756|—|—|—|

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- [Kayne Anderson Capital Advisors, L.P.](https://planprovider.pro/companies/kayne-anderson-capital-advisors-lp-plan) — 345 participants

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