# Houghton Mifflin Harcourt Publishing Company 401(k) Plan
Source: https://planprovider.pro/companies/houghton-mifflin-harcourt-publishing-company-401k-plan

> Houghton Mifflin Harcourt Publishing Company's 401(k) plan: 2,768 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Houghton Mifflin Harcourt Publishing Company

- **Sponsor EIN:** 041456030

- **Sponsor Address:** 125 HIGH STREET, BOSTON, MA, 02110

- **Plan Type:** 401(k)

- **Total Participants:** 2,768

- **Total Assets:** $644.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,768|$644.2M|$8.0M|$26.8M|

| 2023|2,891|$583.2M|$7.1M|$23.6M|

| 2022|2,154|$478.7M|$5.5M|$18.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INST. OPS. CO|RECORDKEEPER|$283,561|—|$283,561|

| NEPC LLC|INVESTMENT ADVISOR|$160,207|—|$160,207|

| CARON & BLETZER PLLC|AUDITOR|$19,600|—|$19,600|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INST. OPS. CO](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [NEPC LLC](https://planprovider.pro/provider/milliman) — INVESTMENT ADVISOR

- [CARON & BLETZER PLLC](https://planprovider.pro/provider/caron-bletzer) — AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $463,368

- **Estimated Expense Ratio:** 0.072% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$467,289|$160,207|$283,561|$19,600|—|

| 2023|$443,133|$128,123|$271,506|$27,870|—|

| 2022|$418,942|$147,145|$227,184|—|$44,613|

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