# Hilltop Holdings INC. 401(k) Plan
Source: https://planprovider.pro/companies/hilltop-holdings-inc-401k-plan

> Hilltop Holdings INC.'s 401(k) plan: 3,609 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Hilltop Holdings INC.

- **Sponsor EIN:** 841477939

- **Sponsor Address:** 6565 HILLCREST AVE, DALLAS, TX, 75205

- **Plan Type:** 401(k)

- **Total Participants:** 3,609

- **Total Assets:** $809.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|3,609|$809.7M|$13.3M|$35.0M|

| 2023|3,797|$727.0M|$13.2M|$34.8M|

| 2022|4,148|$644.9M|$15.2M|$39.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES INC|NONE|$360,583|—|$360,583|

| ATWOOD & PALMER INC|NONE|$13,640|—|$13,640|

| CHARLES SCHWAB & CO INC|NONE|$10,652|—|$10,652|

| FINANCIAL DESIGNS CORPORATION|NONE|$9,760|—|$9,760|

| FISHER INVESTMENTS|NONE|$9,322|—|$9,322|

| NEWBURY CAPITAL MANAGEMENT LLC|NONE|$8,310|—|$8,310|

| BEAIRD HARRIS|NONE|$7,934|—|$7,934|

| 7TH HARVEST INVESTMENTS LLC|NONE|$5,627|—|$5,627|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [CHARLES SCHWAB & CO INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [FISHER INVESTMENTS](https://planprovider.pro/provider/jp-morgan-asset-management) — NONE

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $425,828

- **Estimated Expense Ratio:** 0.053% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$423,416|$184,117|—|—|—|

| 2023|$411,796|$154,076|—|—|—|

| 2022|$514,708|$48,456|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/hilltop-holdings-inc-401k-plan)

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