# Herzfeld & Rubin, P.C. 401(k) Plan
Source: https://planprovider.pro/companies/herzfeld-rubin-p-c-401k-plan

> Herzfeld & Rubin, P.C.'s 401(k) plan: 22 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Herzfeld & Rubin, P.C.

- **Sponsor EIN:** 132688520

- **Sponsor Address:** 17 STATE STREET, NEW YORK, NY, 10004

- **Plan Type:** 401(k)

- **Total Participants:** 22

- **Total Assets:** $19.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|22|$19.3M|$0|$219,084|

| 2023|24|$21.1M|$0|$285,506|

| 2022|49|$21.3M|$0|$449,879|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EISNERAMPER LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [EISNERAMPER LLP](https://planprovider.pro/provider/eisneramper-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$4,978,740|—|$68,952|—|—|

| 2023|$3,944,142|—|$81,692|—|—|

| 2022|$92,167|$43,625|$25,974|—|$22,440|

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