# Headwater Companies, LLC 401(k) Plan
Source: https://planprovider.pro/companies/headwater-companies-llc-401k-plan

> Headwater Companies, LLC's 401(k) plan: 851 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Headwater Companies, LLC

- **Sponsor EIN:** 200319914

- **Sponsor Address:** 9255 COVERDALE ROAD, FORT WAYNE, IN, 46809

- **Plan Type:** 401(k)

- **Total Participants:** 851

- **Total Assets:** $60.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|851|$60.8M|$2.2M|$4.1M|

| 2023|932|$53.5M|$2.1M|$3.6M|

| 2022|903|$44.2M|$2.1M|$3.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$112,306|—|$112,306|

| GJC CPA'S & ADVISORS|ACCOUNTANT|$11,750|—|$11,750|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $124,056

- **Estimated Expense Ratio:** 0.204% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$140,124|$19,518|$108,856|$11,750|—|

| 2023|$140,757|$15,057|$119,852|—|—|

| 2022|$132,957|$11,253|$97,733|—|$19,551|

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