# Hawthorne Ocala Operations LLC 401(k) Plan
Source: https://planprovider.pro/companies/hawthorne-ocala-operations-llc-401k-plan

> Hawthorne Ocala Operations LLC's 401(k) plan: 2,418 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Hawthorne Ocala Operations LLC

- **Sponsor EIN:** 861723436

- **Sponsor Address:** 4100 SW 33RD AVE, OCALA, FL, 34474

- **Plan Type:** 401(k)

- **Total Participants:** 2,418

- **Total Assets:** $4.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,418|$4.2M|$189,808|$941,442|

| 2023|186|$2.2M|$99,048|$471,620|

| 2022|876|$636,098|$106,745|$191,643|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$27,009|—|$27,009|

| MERRILL LYNCH PIERCE FENNER & SMITH|CONSULTANT|$14,336|$13|$14,349|

| RICHARDS, MITCHELL & CROSS PA|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $41,358

- **Estimated Expense Ratio:** 0.983% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$46,197|$46,197|—|—|—|

| 2023|—|—|—|—|—|

| 2022|$3,528|$499|$2,530|—|$499|

## Similar Plans

- [Palm Garden Healthcare Holdings, LLC](https://planprovider.pro/companies/palm-garden-healthcare-holdings-ll-plan) — 2,318 participants

- [Westminster Services, INC.](https://planprovider.pro/companies/westminster-services-inc-403b-plan) — 2,524 participants

- [Health Services Management, INC.](https://planprovider.pro/companies/health-services-management-inc-401k-plan) — 2,895 participants

- [Solaris Foundation, INC.](https://planprovider.pro/companies/solaris-foundation-inc-401k-plan) — 1,814 participants

- [Spring Arbor Management, LLC](https://planprovider.pro/companies/spring-arbor-management-llc-401k-plan) — 1,764 participants

- [Sbk Capital, LLC](https://planprovider.pro/companies/sbk-capital-llc-401k-plan) — 1,667 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/hawthorne-ocala-operations-llc-401k-plan)

© 2026 PlanProvider.Pro