# Hartung Brothers, INC. 401(k) Plan
Source: https://planprovider.pro/companies/hartung-brothers-inc-401k-plan

> Hartung Brothers, INC.'s 401(k) plan: 146 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Hartung Brothers, INC.

- **Sponsor EIN:** 391215159

- **Sponsor Address:** 708 HEARTLAND TRAIL SUITE 2000, MADISON, WI, 537172172

- **Plan Type:** 401(k)

- **Total Participants:** 146

- **Total Assets:** $47.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|146|$47.7M|$1.6M|$1.1M|

| 2023|145|$47.7M|$1.8M|$1.1M|

| 2022|170|$42.2M|$1.7M|$1.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$85,975|—|$85,975|

| MML INVESTORS SERVICES LLC|INVESTMENT ADVISORY|—|$56,723|$56,723|

| CREATIVE PLANNING, LLC|INVESTMENT ADVISORY|$22,393|$4|$22,397|

| CLIFTONLARSONALLEN LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MML INVESTORS SERVICES LLC](https://planprovider.pro/provider/mml-investors-services-llc) — INVESTMENT ADVISORY

- [CREATIVE PLANNING, LLC](https://planprovider.pro/provider/creative-planning) — INVESTMENT ADVISORY

- [CLIFTONLARSONALLEN LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $165,095

- **Estimated Expense Ratio:** 0.346% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$108,368|—|$108,368|—|—|

| 2023|$66,785|—|$66,785|—|—|

| 2022|$62,705|$49,621|$13,084|—|—|

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