# Hart Howerton, Ltd. 401(k) Plan
Source: https://planprovider.pro/companies/hart-howerton-ltd-942787680-001

> Hart Howerton, Ltd.'s 401(k) plan: 268 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Hart Howerton, Ltd.

- **Sponsor EIN:** 942787680

- **Sponsor Address:** ONE UNION STREET, SAN FRANCISCO, CA, 941111222

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 268

- **Total Assets:** $42.8M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|268|$42.8M|$1.9M|$3.1M|

| 2023|266|$37.8M|$1.7M|$2.8M|

| 2022|243|$27.4M|$657,899|$2.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CETERA INVESTMENT ADVISERS LLC|Investment Advisor|$53,026|—|$53,026|

| EMPOWER ADVISORY GROUP, LLC|Investment Advisor|$16,114|—|$16,114|

| MAH & ASSOCIATES, LLP|Auditor|$9,649|—|$9,649|

| BLUE RIDGE ESOP ASSOCIATES|Other Service Provider|$6,000|—|$6,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MAH & ASSOCIATES, LLP](https://planprovider.pro/provider/mah-and-associates-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $84,789

- **Estimated Expense Ratio:** 0.198% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$9,650|—|—|$9,650|—|

| 2023|$61,681|—|$61,681|—|—|

| 2022|$69,402|—|$69,402|—|—|

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