# Harmonic INC. 401(k) Plan
Source: https://planprovider.pro/companies/harmonic-inc-401k-plan

> Harmonic INC.'s 401(k) plan: 345 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Harmonic INC.

- **Sponsor EIN:** 770201147

- **Sponsor Address:** 2590 ORCHARD PARKWAY, SAN JOSE, CA, 95131

- **Plan Type:** 401(k)

- **Total Participants:** 345

- **Total Assets:** $154.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|345|$154.3M|$266,348|$5.4M|

| 2023|390|$138.7M|$287,327|$5.9M|

| 2022|381|$115.9M|$291,446|$5.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$23,976|—|$23,976|

| STEELPEAK WEALTH LLC|NONE|$6,821|—|$6,821|

| DYNAMIC WEALTH ADVISORS|NONE|$5,259|—|$5,259|

| WITHUMSMITH+BROWN,PC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [STEELPEAK WEALTH LLC](https://planprovider.pro/provider/newedge-advisors) — NONE

- [WITHUMSMITH+BROWN,PC](https://planprovider.pro/provider/withumsmithbrown-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $36,056

- **Estimated Expense Ratio:** 0.023% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$35,412|$29,422|—|—|—|

| 2023|$38,382|$23,656|—|—|—|

| 2022|$42,464|$15,973|—|—|—|

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