# Hargrove And Associates, INC. 401(k) Plan
Source: https://planprovider.pro/companies/hargrove-associates-inc-401k-plan-001-2530

> Hargrove And Associates, INC.'s 401(k) plan: 2,473 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Hargrove And Associates, INC.

- **Sponsor EIN:** 721352530

- **Sponsor Address:** 20 S. ROYAL STREET, MOBILE, AL, 36602

- **Plan Type:** 401(k)

- **Total Participants:** 2,473

- **Total Assets:** $250.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,473|$250.9M|$6.6M|$26.5M|

| 2023|2,477|$203.8M|$6.6M|$25.6M|

| 2022|2,151|$151.2M|$3.5M|$22.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$197,903|—|$197,903|

| REGIONS BANK|ADVISOR|$70,000|—|$70,000|

| STRATEGIC ADVISORS, INC.|ADVISOR|$55,770|—|$55,770|

| HARDING, SHYMANSKI & COMPANY, PSC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [HARDING, SHYMANSKI & COMPANY, PSC](https://planprovider.pro/provider/harding-shymanski-and-company-psc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $323,673

- **Estimated Expense Ratio:** 0.129% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$323,673|$125,770|$300|—|—|

| 2023|$250,480|$103,911|$2,100|—|—|

| 2022|$296,479|$15,078|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/hargrove-associates-inc-401k-plan-001-2530)

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