# Guggenheim Services, LLC 401(k) Plan
Source: https://planprovider.pro/companies/guggenheim-services-llc-401k-plan

> Guggenheim Services, LLC's 401(k) plan: 2,085 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Guggenheim Services, LLC

- **Sponsor EIN:** 364464896

- **Sponsor Address:** 227 WEST MONROE, CHICAGO, IL, 60606

- **Plan Type:** 401(k)

- **Total Participants:** 2,085

- **Total Assets:** $703.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,085|$703.5M|$9.5M|$38.6M|

| 2023|2,043|$611.3M|$9.4M|$36.1M|

| 2022|2,010|$502.5M|$11.6M|$33.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$220,483|—|$220,483|

| MITCHELL & TITUS, LLP|NONE|$37,630|—|$37,630|

| JMG FINANCIAL GROUP LTD|NONE|$14,703|—|$14,703|

| FRANKLIN STREET ADVISROS INC|NONE|$7,911|—|$7,911|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [MITCHELL & TITUS, LLP](https://planprovider.pro/provider/mitchell-and-titus-llp) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $280,727

- **Estimated Expense Ratio:** 0.040% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$322,867|$64,838|—|$37,630|—|

| 2023|$307,350|$35,795|$36,040|—|—|

| 2022|$264,916|$36,108|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/guggenheim-services-llc-401k-plan)

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