# Gfi Capital Resources Group, INC. 401(k) Plan
Source: https://planprovider.pro/companies/gfi-capital-resources-group-inc-401k-plan

> Gfi Capital Resources Group, INC.'s 401(k) plan: 61 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Gfi Capital Resources Group, INC.

- **Sponsor EIN:** 133697990

- **Sponsor Address:** 45 BROADWAY, NEW YORK, NY, 10006

- **Plan Type:** 401(k)

- **Total Participants:** 61

- **Total Assets:** $6.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|61|$6.4M|$56,225|$589,373|

| 2023|71|$6.7M|$58,133|$595,194|

| 2022|69|$6.2M|$54,795|$530,270|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| UBS FINANCIAL SERVICES INC|ADVISOR|$25,582|—|$25,582|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$15,296|—|$15,296|

| ROTH & COMPANY LLP|ACCOUNTANT/AUDITOR|$13,000|—|$13,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [UBS FINANCIAL SERVICES INC](https://planprovider.pro/provider/aspire-financial-services) — ADVISOR

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [ROTH & COMPANY LLP](https://planprovider.pro/provider/roth-and-company-llp) — ACCOUNTANT/AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $53,878

- **Estimated Expense Ratio:** 0.848% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$53,878|$25,582|—|$13,000|—|

| 2023|$43,328|$24,479|—|—|—|

| 2022|$55,241|—|—|—|—|

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