# Gen Ii Management, LLC 401(k) Plan
Source: https://planprovider.pro/companies/gen-ii-management-llc-401k-plan

> Gen Ii Management, LLC's 401(k) plan: 1,062 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Gen Ii Management, LLC

- **Sponsor EIN:** 270743067

- **Sponsor Address:** 1675 BROADWAY 4TH FLOOR, NEW YORK, NY, 10019

- **Plan Type:** 401(k)

- **Total Participants:** 1,062

- **Total Assets:** $61.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,062|$61.3M|$1.8M|$8.8M|

| 2023|993|$46.7M|$2.4M|$7.2M|

| 2022|709|$20.9M|$1.0M|$5.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ALPHA CAPITAL MANAGEMENT GROUP LLC|INVESTMENT ADVISOR|$77,185|—|$77,185|

| EMPOWER LIFE & ANNUITY INSURANCE CO|RECORDKEEPER|$73,031|—|$73,031|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$11,433|—|$11,433|

| BDO USA, P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BDO USA, P.C.](https://planprovider.pro/provider/bdo-usa-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $161,649

- **Estimated Expense Ratio:** 0.264% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$161,649|$88,618|—|—|—|

| 2023|$121,305|$44,134|—|$24,197|—|

| 2022|$6,656|—|—|—|—|

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