# Galloway & Company, INC. 401(k) Plan
Source: https://planprovider.pro/companies/galloway-company-inc-401k-plan-001

> Galloway & Company, INC.'s 401(k) plan: 285 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Galloway & Company, INC.

- **Sponsor EIN:** 841072642

- **Sponsor Address:** 5500 GREENWOOD PLAZA BLVD, STE 200, GREENWOOD VILLAGE, CO, 80111

- **Plan Type:** 401(k)

- **Total Participants:** 285

- **Total Assets:** $29.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|285|$29.3M|$1.5M|$2.1M|

| 2023|292|$24.2M|$1.3M|$1.9M|

| 2022|246|$18.6M|$1.2M|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ONEDIGITAL INVESTMENT ADVISORS|INVESTMENT ADVISOR|$63,279|—|$63,279|

| RESOURCES INVESTMENT ADVISORS|INVESTMENT ADVISOR|$59,871|—|$59,871|

| EMPOWER ANNUITY INSURANCE|RECORDKEEPER|$33,470|—|$33,470|

| THE FINWAY GROUP|CONTRACT ADMIN|$25,424|—|$25,424|

| CLIFTONLARSONALLEN, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CLIFTONLARSONALLEN, LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $182,044

- **Estimated Expense Ratio:** 0.622% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$159,147|$158,135|$1,012|—|—|

| 2023|$127,829|$95,220|$17,399|—|—|

| 2022|$117,486|—|—|—|$117,486|

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