# Gabelli Associates Limited Iie 401(k) Plan
Source: https://planprovider.pro/companies/gabelli-associates-limited-iie-981312970-001

> Gabelli Associates Limited Iie's 401(k) plan: 0 participants, plan year 2025 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2025.

## Plan Snapshot

- **Plan Sponsor:** Gabelli Associates Limited Iie

- **Sponsor EIN:** 981312970

- **Sponsor Address:** 191 MASON STREET, GREENWICH, CT, 06830

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $114.5M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2025|0|$114.5M|$0|$0|

| 2024|0|$111.9M|$0|$0|

| 2023|0|$114.0M|$0|$0|

| 2022|0|$125.1M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| GABELLI & CO. INVESTMENT ADVISORS|Investment Advisor|$2,382,690|—|$2,382,690|

| BNP PARIBAS FINANCIAL SERVICES|Recordkeeper|$99,976|—|$99,976|

| PRICEWATERHOUSE COOPERS CAYMAN|Auditor|$43,382|—|$43,382|

| GRASSI & CO.|Other Service Provider|$34,576|—|$34,576|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $2,560,624

- **Estimated Expense Ratio:** 2.237% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2025|$14,204,055|$2,382,690|$99,971|$43,382|—|

| 2024|$1,947,711|$1,160,699|$101,205|$42,765|—|

| 2023|$1,993,062|$1,469,481|$112,838|$45,455|—|

| 2022|$1,640,308|$1,271,297|$115,979|—|$67,928|

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