# Freixenet Sonoma Caves, INC. 401(k) Plan
Source: https://planprovider.pro/companies/freixenet-sonoma-caves-inc-401k-plan

> Freixenet Sonoma Caves, INC.'s 401(k) plan: 164 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Freixenet Sonoma Caves, INC.

- **Sponsor EIN:** 942851882

- **Sponsor Address:** PO BOX 1427, SONOMA, CA, 954760014

- **Plan Type:** 401(k)

- **Total Participants:** 164

- **Total Assets:** $19.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|164|$19.2M|$385,435|$1.4M|

| 2023|169|$16.4M|$383,528|$1.4M|

| 2022|161|$18.2M|$342,841|$1.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$85,055|—|$85,055|

| CENTAURS FINANCIAL INC|INVESTMENT ADVISORY|—|$42,522|$42,522|

| CLIFTONLARSONALLEN, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CLIFTONLARSONALLEN, LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $127,577

- **Estimated Expense Ratio:** 0.666% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$85,056|—|$85,056|—|—|

| 2023|$87,821|—|$87,821|—|—|

| 2022|$91,098|—|$91,098|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/freixenet-sonoma-caves-inc-401k-plan)

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