# Frederick Wildman & Sons Limited 401(k) Plan
Source: https://planprovider.pro/companies/frederick-wildman-sons-limited-401k-plan

> Frederick Wildman & Sons Limited's 401(k) plan: 138 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Frederick Wildman & Sons Limited

- **Sponsor EIN:** 132587600

- **Sponsor Address:** 111 BROADWAY, NEW YORK, NY, 100061943

- **Plan Type:** 401(k)

- **Total Participants:** 138

- **Total Assets:** $25.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|138|$25.7M|$498,588|$1.8M|

| 2023|130|$22.8M|$475,502|$1.7M|

| 2022|124|$17.5M|$389,691|$1.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIRST REPUBLIC INVESTMENT MGMT|INVESTMENT ADVISORY|$45,373|$7|$45,380|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$42,434|—|$42,434|

| J.P. MORGAN SECURITIES LLC|INVESTMENT ADVISORY|$15,644|$2|$15,646|

| FUNARO & CO., P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [J.P. MORGAN SECURITIES LLC](https://planprovider.pro/provider/jp-morgan-asset-management) — INVESTMENT ADVISORY

- [FUNARO & CO., P.C.](https://planprovider.pro/provider/funaro-and-co-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $103,460

- **Estimated Expense Ratio:** 0.403% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$103,455|$61,021|$42,434|—|—|

| 2023|$88,376|$49,319|$39,057|—|—|

| 2022|$76,693|$44,379|$32,314|—|—|

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