# First Trust Portfolios L.P. 401(k) Plan
Source: https://planprovider.pro/companies/first-trust-portfolios-l-p-401k-plan

> First Trust Portfolios L.P.'s 401(k) plan: 1,090 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** First Trust Portfolios L.P.

- **Sponsor EIN:** 363768815

- **Sponsor Address:** 120 E LIBERTY DRIVE, STE 400, WHEATON, IL, 60187

- **Plan Type:** 401(k)

- **Total Participants:** 1,090

- **Total Assets:** $360.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,090|$360.3M|$3.6M|$20.2M|

| 2023|1,058|$295.3M|$3.2M|$18.4M|

| 2022|982|$234.9M|$3.0M|$16.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ONEAMERICA RETIREMENT SERVICES LLC|NONE|$40,018|—|$40,018|

| TD AMERITRADE|NONE|$20,894|—|$20,894|

| DELOITTE & TOUCHE LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [DELOITTE & TOUCHE LLP](https://planprovider.pro/provider/deloitte-and-touche-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $60,912

- **Estimated Expense Ratio:** 0.017% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$62,277|—|—|—|—|

| 2023|$46,576|$12,858|—|—|—|

| 2022|$38,764|$7,115|—|—|$31,649|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/first-trust-portfolios-l-p-401k-plan)

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