# Finn Dixon & Herling LLP 401(k) Plan
Source: https://planprovider.pro/companies/finn-dixon-herling-llp-401k-plan

> Finn Dixon & Herling LLP's 401(k) plan: 114 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Finn Dixon & Herling LLP

- **Sponsor EIN:** 061190097

- **Sponsor Address:** 6 LANDMARK SQUARE, STAMFORD, CT, 06901

- **Plan Type:** 401(k)

- **Total Participants:** 114

- **Total Assets:** $38.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|114|$38.3M|$1.2M|$1.7M|

| 2023|106|$34.7M|$1.1M|$1.5M|

| 2022|101|$29.9M|$989,240|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MAHONEY SABOL & COMPANY, LLP|Auditor|$14,675|—|$14,675|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $14,675

- **Estimated Expense Ratio:** 0.038% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$131,173|$72,235|—|$14,675|—|

| 2023|$73,160|$25,383|—|$15,695|—|

| 2022|$110,145|$68,995|$41,090|—|—|

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