# Exchange Bank 401(k) Plan
Source: https://planprovider.pro/companies/exchange-bank-401k-plan-002-3800

> Exchange Bank's 401(k) plan: 354 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Exchange Bank

- **Sponsor EIN:** 940463800

- **Sponsor Address:** P. O. BOX 403, SANTA ROSA, CA, 95402

- **Plan Type:** 401(k)

- **Total Participants:** 354

- **Total Assets:** $107.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|354|$107.7M|$1.1M|$2.4M|

| 2023|374|$106.8M|$1.2M|$2.4M|

| 2022|366|$88.5M|$1.9M|$2.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EPIC ADVISORS|RECORDKEEPER|—|$9,125|$9,125|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [EPIC ADVISORS](https://planprovider.pro/provider/epic-retirement-plan-services) — RECORDKEEPER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $9,125

- **Estimated Expense Ratio:** 0.008% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$9,125|—|$2,600|—|—|

| 2023|$3,800|—|—|—|—|

| 2022|$6,175|—|—|—|$6,175|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/exchange-bank-401k-plan-002-3800)

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