# Empire Southwest LLC 401(k) Plan
Source: https://planprovider.pro/companies/empire-southwest-llc-401k-plan

> Empire Southwest LLC's 401(k) plan: 4,178 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Empire Southwest LLC

- **Sponsor EIN:** 860894087

- **Sponsor Address:** 1725 SOUTH COUNTRY CLUB DRIVE, MESA, AZ, 85210

- **Plan Type:** 401(k)

- **Total Participants:** 4,178

- **Total Assets:** $487.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|4,178|$487.3M|$11.8M|$33.5M|

| 2023|4,303|$416.8M|$8.3M|$24.6M|

| 2022|2,526|$254.5M|$6.2M|$17.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CLIFTONLARSONALLEN LLP|Auditor|$79,417|—|$79,417|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CLIFTONLARSONALLEN LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $79,417

- **Estimated Expense Ratio:** 0.016% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$436,281|—|—|$79,417|—|

| 2023|$362,568|$75,000|—|$11,650|—|

| 2022|$307,719|$56,250|—|—|$251,469|

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