# Elm 401(k) Plan
Source: https://planprovider.pro/companies/elm-401k-plan

> Elm's 401(k) plan: 1,188 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Elm

- **Sponsor EIN:** 810529580

- **Sponsor Address:** 60 STATE STREET, SUITE 201, PEORIA, IL, 61602

- **Plan Type:** 401(k)

- **Total Participants:** 1,188

- **Total Assets:** $14.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,188|$14.2M|$0|$3.5M|

| 2023|918|$11.1M|$0|$2.6M|

| 2022|739|$8.6M|$0|$2.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$53,749|—|$53,749|

| MORGAN STANLEY SMITH BARNEY|ADVISOR|—|$28,587|$28,587|

| CLIFTON LARSON ALLEN LLP|AUDITOR|$13,201|—|$13,201|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [MORGAN STANLEY SMITH BARNEY](https://planprovider.pro/provider/jp-morgan-asset-management) — ADVISOR

- [CLIFTON LARSON ALLEN LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $95,537

- **Estimated Expense Ratio:** 0.671% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$66,950|—|—|—|—|

| 2023|$58,374|—|—|—|—|

| 2022|$68,491|—|—|—|—|

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