# Dz Bank Ag, New York Branch 401(k) Plan
Source: https://planprovider.pro/companies/dz-bank-ag-new-york-branch-401k-plan

> Dz Bank Ag, New York Branch's 401(k) plan: 69 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Dz Bank Ag, New York Branch

- **Sponsor EIN:** 132847358

- **Sponsor Address:** 1 VANDERBILT AVENUE, 49TH FLOOR, NEW YORK, NY, 10017

- **Plan Type:** 401(k)

- **Total Participants:** 69

- **Total Assets:** $71.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|69|$71.4M|$662,104|$1.5M|

| 2023|70|$62.5M|$625,149|$1.4M|

| 2022|65|$62.3M|$598,703|$1.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MORGAN STANLEY SMITH BARNEY LLC|ADVISOR|$46,828|—|$46,828|

| SENTINEL BENEFITS GROUP LLC|TPA|$33,625|—|$33,625|

| CHARLES SCHWAB TRUST BANK|CUSTODIAN|$9,580|—|$9,580|

| WIPFLI LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANLEY SMITH BARNEY LLC](https://planprovider.pro/provider/morgan-stanley) — ADVISOR

- [SENTINEL BENEFITS GROUP LLC](https://planprovider.pro/provider/sentinel-group) — TPA

- [CHARLES SCHWAB TRUST BANK](https://planprovider.pro/provider/charles-schwab-and-co-inc) — CUSTODIAN

- [WIPFLI LLP](https://planprovider.pro/provider/wipfli-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $90,033

- **Estimated Expense Ratio:** 0.126% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$90,033|$46,828|—|—|—|

| 2023|$67,312|$42,626|—|—|—|

| 2022|$66,244|$64,544|—|—|$1,700|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/dz-bank-ag-new-york-branch-401k-plan)

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