# Duckhorn Wine Company 401(k) Plan
Source: https://planprovider.pro/companies/duckhorn-wine-company-401k-plan

> Duckhorn Wine Company's 401(k) plan: 614 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Duckhorn Wine Company

- **Sponsor EIN:** 942345103

- **Sponsor Address:** 1201 DOWDELL LANE, SAINT HELENA, CA, 94574

- **Plan Type:** 401(k)

- **Total Participants:** 614

- **Total Assets:** $82.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|614|$82.5M|$5.7M|$4.3M|

| 2023|476|$71.3M|$5.1M|$3.9M|

| 2022|492|$62.2M|$4.6M|$3.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CREATIVE PLANNING LLC|ADVISOR|$69,887|—|$69,887|

| EMPOWER ANNUITY INSURANCE CO OF AME|RECORDKEEPER|$47,070|—|$47,070|

| MOSS ADAMS LLP|ACCOUNTANT/AUDITOR|$31,125|—|$31,125|

| BAKER TILLY US, LLP|Auditor|$31,125|—|$31,125|

| PENTEGRA SERVICES INC|CONTRACT ADMIN\CONSULTANT|$22,967|—|$22,967|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$19,017|—|$19,017|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CREATIVE PLANNING LLC](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [MOSS ADAMS LLP](https://planprovider.pro/provider/milliman) — ACCOUNTANT/AUDITOR

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $221,191

- **Estimated Expense Ratio:** 0.268% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$182,617|$69,855|$21,299|$31,125|—|

| 2023|$215,722|—|—|—|—|

| 2022|$139,807|$32,500|$36,073|—|$71,234|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/duckhorn-wine-company-401k-plan)

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