# Diageo North America, INC. 401(k) Plan
Source: https://planprovider.pro/companies/diageo-north-america-inc-256384048-001

> Diageo North America, INC.'s 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Diageo North America, INC.

- **Sponsor EIN:** 256384048

- **Sponsor Address:** 3 WORLD TRADE CENTER, NEW YORK, NY, 10007

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $584.2M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$584.2M|$0|$0|

| 2023|0|$578.2M|$0|$0|

| 2022|0|$540.6M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| AON CONSULTING|Recordkeeper|$851,311|—|$851,311|

| TOWER WATSON DELWARE,INC|Recordkeeper|$831,545|—|$831,545|

| PRICEWATERHOUSECOOPERS LLP|Auditor|$252,000|—|$252,000|

| THE NORTHERN TRUST COMPANY|Custodian / Trustee|$135,051|—|$135,051|

| INSERO & CO. CPAS, LLP|Auditor|$30,500|—|$30,500|

| STATE STREET RESEARCH & MGMT CO.|Other Service Provider|$11,649|—|$11,649|

| HUNTON & WILLIAMS LLP|Other Service Provider|$5,276|—|$5,276|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [AON CONSULTING](https://planprovider.pro/provider/alight-solutions) — Recordkeeper

- [TOWER WATSON DELWARE,INC](https://planprovider.pro/provider/lincoln-financial-group) — Recordkeeper

- [PRICEWATERHOUSECOOPERS LLP](https://planprovider.pro/provider/pricewaterhousecoopers-llp) — Auditor

- [INSERO & CO. CPAS, LLP](https://planprovider.pro/provider/insero-and-co-cpas-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $2,117,332

- **Estimated Expense Ratio:** 0.362% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$2,624,150|$11,649|$30,500|—|—|

| 2023|$2,352,501|$10,370|$56,400|—|—|

| 2022|$2,320,109|$11,294|—|—|$1,919,913|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/diageo-north-america-inc-256384048-001)

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