# Derby Industries, LLC 401(k) Plan
Source: https://planprovider.pro/companies/derby-industries-llc-401k-plan

> Derby Industries, LLC's 401(k) plan: 640 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Derby Industries, LLC

- **Sponsor EIN:** 061569057

- **Sponsor Address:** 4451 ROBARDS LANE, LOUISVILLE, KY, 40218

- **Plan Type:** 401(k)

- **Total Participants:** 640

- **Total Assets:** $13.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|640|$13.9M|$676,480|$1.1M|

| 2023|635|$12.9M|$651,338|$1.1M|

| 2022|565|$10.3M|$513,721|$845,179|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MCM CPAS & ADVISORS LLC|ACCOUNTANT|$27,600|—|$27,600|

| BLUE & CO. LLC|ACCOUNTANT|$12,000|—|$12,000|

| MERRILL LYNCH, PIERCE, FENNER AND S|RECORDKEEPER|$7,009|—|$7,009|

| BLUE & CO. , LLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BLUE & CO. , LLC](https://planprovider.pro/provider/blue-and-co-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $46,609

- **Estimated Expense Ratio:** 0.336% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$46,584|—|—|—|—|

| 2023|$5,125|—|—|—|—|

| 2022|$3,600|—|—|—|—|

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