# David Volkert & Associates, INC. 401(k) Plan
Source: https://planprovider.pro/companies/david-volkert-associates-inc-401k-plan

> David Volkert & Associates, INC.'s 401(k) plan: 1,715 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** David Volkert & Associates, INC.

- **Sponsor EIN:** 630703075

- **Sponsor Address:** 11 N WATER STREET, MOBILE, AL, 36602

- **Plan Type:** 401(k)

- **Total Participants:** 1,715

- **Total Assets:** $105.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,715|$105.9M|$2.2M|$10.8M|

| 2023|1,306|$91.5M|$1.9M|$9.3M|

| 2022|1,172|$74.1M|$1.8M|$8.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$112,261|—|$112,261|

| REGIONS BANK|ADVISOR|$75,000|—|$75,000|

| WILKINSMILLER|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $187,261

- **Estimated Expense Ratio:** 0.177% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$187,261|$75,000|$600|—|—|

| 2023|$179,329|$75,000|—|—|—|

| 2022|$187,857|—|—|—|—|

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