# Dave Jones, LLC. 401(k) Plan
Source: https://planprovider.pro/companies/dave-jones-inc-401k-plan

> Dave Jones, LLC.'s 401(k) plan: 604 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Dave Jones, LLC.

- **Sponsor EIN:** 391331145

- **Sponsor Address:** 2225 KILGUST RD, MADISON, WI, 53713

- **Plan Type:** 401(k)

- **Total Participants:** 604

- **Total Assets:** $37.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|604|$37.5M|$1.4M|$3.6M|

| 2023|519|$30.4M|$1.2M|$3.0M|

| 2022|518|$23.0M|$1.1M|$2.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$91,950|—|$91,950|

| FIRST BUSINESS BANK|INVESTMENT ADVISOR|$60,171|—|$60,171|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$9,832|—|$9,832|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $161,953

- **Estimated Expense Ratio:** 0.432% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$162,072|$70,003|—|—|—|

| 2023|$125,507|$52,211|—|—|—|

| 2022|$108,516|—|$108,516|—|—|

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